Compliance Monitoring & Testing Associate, Broker/Dealer

Job title: Compliance Monitoring & Testing Associate, Broker/Dealer

Company: Sumitomo Mitsui Banking Corporation

Job description: with an announced expansion into consumer banking, including deposit and lending products. This role must have a background in banking… have on the testing and monitoring program. Requires strong practical knowledge of banking regulations including but not limited…

Expected salary:

Location: New York City, NY

Job date: Wed, 26 Jul 2023 07:33:42 GMT

Apply for the job now!